Global Corporate Advisory L.L.C.-FZ operates under a strict code of conduct and policies.

We are a highly ethical company and adhere at all times to all laws and what is morally right at all times – these high ethical standards are applied to everyone, shareholder, manager, employee, and clients.

How we conduct our business matters – Compliance with the law and our code of conduct is essential to Global Corporate Advisory L.L.C.-FZ, no one has the authority to waive this requirement and we expect everyone who works with us to share our commitment to integrity in all business dealings with us.

Anti-Money Laundering and anti-financial crime policy

Global Corporate Advisory L.L.C.-FZ is committed to the highest standards of Anti-Money Laundering (AML) and Anti-Financial Crime (AFC) including Anti-Bribery and Corruption (ABC), Counter Terrorism Financing (CTF), Anti-Fraud and other punishable criminal acts.

Everyone, shareholder, manager, employee, and clients are required to adhere to these standards to protect Global Corporate Advisory L.L.C.-FZ against being misused for money laundering and/or terrorist financing or other illegal purposes.

Global Corporate Advisory L.L.C.-FZ adheres to all applicable laws and regulations in all countries where we have business relationships or conduct business in.

This Anti-Money Laundering and anti-financial crime policy addresses all AML related topics, including Know Your Customer (KYC), ABC, Sanctions & Embargoes and Anti-Fraud, and will be reviewed on an ongoing basis to continue to ensure compliance and manage risk at all times.

Business and Relationships that are prohibited 

Global Corporate Advisory L.L.C.-FZ will refuse to enter into a relationship or accept any client, or will terminate a relationship or client’s business, if Global Corporate Advisory L.L.C.-FZ cannot form a reasonable belief that it knows the true identity of the client and/or UBO (ultimate beneficial owner). And/or the nature of business or formal requirements concerning the identification of the client and/or UBOs are not met.

Global Corporate Advisory L.L.C.-FZ will not Accept funds or assets that are known or suspected to be the proceeds of criminal activity.

Global Corporate Advisory L.L.C.-FZ will not enter into any business relationships with individuals or entities known or suspected to be a terrorist or a criminal organisation or member of such or listed on sanction lists.

Global Corporate Advisory L.L.C.-FZ will not open or maintain anonymous accounts, or pay-through accounts.

Global Corporate Advisory L.L.C.-FZ will not enter into relationships with clients from Special Risk Countries or enter into relationships with clients operating in prohibited industries.

Control and Management of AML and AFC Risk

Global Corporate Advisory L.L.C.-FZ has developed and implemented measures to identify, manage and control AML risk.

Including continuous review of transactions, checking for any evidence of any prohibited business relationships, not entering into or maintaining and transactions with companies or individuals from prohibited countries, and not accepting any cash Payments (including cash remittances) and all  payments must be made by the contracted party (i.e. no payments are to be accepted from third parties).

Compliance with Embargos

Compliance with all applicable embargoes is mandatory by everyone at Global Corporate Advisory L.L.C.-FZ, shareholder, manager, employee and its contractors globally.

All embargo regulations are binding for the whole of Global Corporate Advisory L.L.C.-FZ.

Anti-Bribery and Corruption (ABC) and Anti-Fraud

Global Corporate Advisory L.L.C.-FZ does not condone, tolerate or accept bribery, or any form of corruption.

Everyone at Global Corporate Advisory L.L.C.-FZ, shareholder, manager, employee and its contractors globally are strictly prohibited from having any involvement in any acts of bribery and corruption.

Suspicious Activity Reports (SARs) and Suspicious Transaction Reports

Suspicious activities will be properly handled by Global Corporate Advisory L.L.C.-FZ, by reporting to the managing director or finance manager of the client in question. They in turn have a responsibility to report it to the CFO.

Ultimate Responsibility

The managing director is ultimately responsible for making sure that Global Corporate Advisory L.L.C.-FZ is fully compliant with this policy and all laws.

You may contact us regarding this Anti-Money Laundering and anti-financial crime policy through our contact page.

This Anti-Money Laundering and anti-financial crime policy was last updated on the 7th May 2024